DFX Intelligence

M••• G•••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant24 years in industry

M••• G•••• L••••••••

Advisor at O••••••• B•• W••••• P•••••••

East Greenwich, RI | PARSIPPANY, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• B•• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• B•• W••••• P•••••••	Independent wealth	Jun 15, 2022	n/a	yes	East Greenwich, RI\|PARSIPPANY, NJ	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Dec 17, 2020	Jun 8, 2022	no	Norwalk, CT\|Fairfield, NJ\|MORRISTOWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	O••••••• B•• W••••• P•••••••	Jun 8, 2022	Jun 15, 2022	7	Firm change	Ibd to RIA
N••••••••• M••••• I••••••••• S•••••••••	P•••••• A•••••• G••••• L••	Sep 14, 2016	Dec 17, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
155216:318366:NJ:2022-06-08	Jun 8, 2022	Jun 15, 2022	MORRISTOWN, NJ	Firm change

Relationships

Registered with (3)

→ O••••••• B•• W••••• P•••••••Registered adviserregistration: current employment
Jun 15, 2022 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Dec 17, 2020 to Jun 8, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jul 31, 2007 to Sep 14, 2016factForm ADV

Dated events

Occurred
Jun 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 31, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.