J•••• A•••••••

Advisor at V•••• F•••••••• A•••••••• I•••

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c05cbeb3-75ba-1e81-9745-4d144827c75c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Nov 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Feb 19, 2025	n/a	yes	HOUSTON, TX	Current employment
O•••• F•• I•••	Former SEC adviser	Feb 15, 2022	May 8, 2024	no	FORT WAYNE, IN\|Omaha, NE\|FORT WAYNE, IN\|FORT WAYNE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	V•••• F•••••••• A•••••••• I•••	May 8, 2024	Feb 19, 2025	287	Firm change	Ibd to ibd
N••••••••• I••••••••• A•••••••• L••	O•••• F•• I•••	Feb 17, 2022	Feb 15, 2022

Relationships

Registered with (5)

→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Feb 15, 2022 to May 8, 2024factForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 18, 2015 to Feb 17, 2022factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

Occurred
May 8, 2024
Advisor changed firm
J•••• A••••••• left O•••• F•• I••• for V•••• F•••••••• A•••••••• I••• (registered 2025-02-19)
Form ADVobserved 7 days ago
Occurred
Feb 17, 2022
Advisor changed firm
J•••• A••••••• left N••••••••• I••••••••• A•••••••• L•• for O•••• F•• I••• (registered 2022-02-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c05cbeb3-75ba-1e81-9745-4d144827c75c
First observed: Nov 26, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.