DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A•••••••

V•••• F•••••••• A•••••••• I•••BD affiliatedHouston, Txdual registrantIAPD 4815526

Feed of 09/14/2026

Also filed as J•••• Lynne Goodwin

At current firm

1 y

since Feb 19, 2025

In the industry

22 y

since Jul 22, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V•••• F•••••••• A•••••••• I••• BD affiliated current
since Feb 19, 2025 · Houston, Tx
O•••• F•• I••• former
Feb 15, 2022 to May 8, 2024 · Fort Wayne, In
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Mar 18, 2015 to Feb 17, 2022 · Columbus, Oh
P•••••••• S••••••••• I••• BD affiliated
Feb 14, 2014 to Nov 6, 2014 · Elkhorn, Ne
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Sep 29, 2010 to Jan 27, 2014 · Columbus, Oh
M•••••• W••••• A••••••• former
Nov 26, 2008 to Sep 22, 2010 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to V•••• F•••••••• A•••••••• I•••
left May 8, 2024, registered Feb 19, 2025 (287 days) · Affiliated broker-dealer or bank to another
N••••••••• I••••••••• A•••••••• L•• to O•••• F•• I•••
left Feb 17, 2022, registered Feb 15, 2022 (-2 days) · Affiliated broker-dealer or bank to another
P•••••••• S••••••••• I••• to N••••••••• I••••••••• A•••••••• L••
left Nov 6, 2014, registered Mar 18, 2015 (132 days) · Other
N••••••••• I••••••••• A•••••••• L•• to P•••••••• S••••••••• I•••
left Jan 27, 2014, registered Feb 14, 2014 (18 days) · Other
M•••••• W••••• A••••••• to N••••••••• I••••••••• A•••••••• L••
left Sep 22, 2010, registered Sep 29, 2010 (7 days) · Other

Signals

J•••• A••••••• left O•••• F•• I••• for V•••• F•••••••• A•••••••• I••• (registered 2025-02-19)
May 8, 2024 · Advisor changed firm · fact
J•••• A••••••• left N••••••••• I••••••••• A•••••••• L•• for O•••• F•• I••• (registered 2022-02-15)
Feb 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address