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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Thousand Oaks, CA | CALABASAS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 11, 2018 | n/a | yes | CALABASAS, CA|Thousand Oaks, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 9, 2013 | Oct 25, 2016 | no | WILLIAMSBURG, VA|NORFOLK, VA|NEWPORT NEWS, VA|NEWPORT, RI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 25, 2016 | Jan 11, 2018 | 443 | Firm change after gap | Wirehouse to ibd |