DFX Intelligence

K•••••• S•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

K•••••• S•••• M•••••

Advisor at S••••• S••••••••• I•••

FORT WORTH, TX

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Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 24, 2005 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• S••••••••• I•••	Independent wealth	Dec 1, 2017	n/a	yes	FORT WORTH, TX	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 24, 2005	Oct 2, 2017	no	FORT WORTH, TX\|FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••• S••••••••• I•••	Oct 2, 2017	Dec 1, 2017	60	Firm change	Other

Relationships

Registered with (2)

→ S••••• S••••••••• I•••Registered adviserregistration: current employment
Dec 1, 2017 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 24, 2005 to Oct 2, 2017factForm ADV

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Show 1 bookkeeping event

Occurred
Sep 16, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 24, 2005
Last observed: Sep 17, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.