DFX Intelligence

R••••• C•••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

R••••• C•••••• L•••••

Advisor at M••••• L••• C•••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:c091f3bc-bb8d-15d5-da65-d9961a9a1004

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• L••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 2, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• L••• C•••••• L••	State registered	Feb 17, 2022	n/a	yes	HOUSTON, TX	Current employment
M••••• A•••••••	Independent wealth	Apr 9, 2021	Jul 22, 2021	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• A•••••••	M••••• L••• C•••••• L••	Jul 22, 2021	Feb 17, 2022	210	Firm change	RIA to state RIA
P•••••• W••••• M••••••••• I•••	M••••• A•••••••	Nov 12, 2018	Apr 9, 2021

Relationships

Registered with (5)

→ M••••• L••• C•••••• L••Registered adviserregistration: current employment
Feb 17, 2022 to presentfactForm ADV
→ M••••• A•••••••Registered adviserregistration: previous registration
Apr 9, 2021 to Jul 22, 2021factForm ADV
→ P•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 22, 2013 to Nov 12, 2018factForm ADV
→ B•••••• C•••••• M••••••••• L•

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c091f3bc-bb8d-15d5-da65-d9961a9a1004
First observed: Jan 2, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.