DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at T•••••• P•••• F••••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•••••• P•••• F•••••••• | Independent wealth | Dec 3, 2025 | n/a | yes | Portland, OR|FREDERICK, MD | Current employment |
| A••• R••••••••• A•••••••• L•• | State registered | Nov 5, 2025 | n/a | yes | PORTLAND, OR | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• W••••• M••••••••• | A••• R••••••••• A•••••••• L•• | Dec 11, 2023 | Nov 5, 2025 | 695 | Firm change after gap | Other |
| D•• W••••• M••••••••• | W•••••• W••••• M••••••••• | Jun 3, 2022 | Aug 4, 2022 |
| W•••••• W••••• M••••••••• |
| n/a |
| Aug 4, 2022 |
| Dec 11, 2023 |
| no |
| PORTLAND, OR |
| Previous registration |
| D•• W••••• M••••••••• | State registered | Dec 12, 2019 | Jun 3, 2022 | no | Tigard, OR|EASTON, MD | Previous registration |
| P•••••• I••••••••• A•••••••• L•• | n/a | Aug 6, 2019 | Oct 31, 2019 | no | PORTLAND, OR | Previous registration |
| P•••••• I••••••••• C••••••• L•• | Former SEC adviser | Dec 13, 2017 | Nov 1, 2019 | no | Portland, OR | Previous registration |
| J•• C•••••• A•••••••• L•• | Former SEC adviser | Sep 10, 2013 | Aug 24, 2015 | no | PORTLAND, OR|TAMPA, FL|TIGARD, OR | Previous registration |
| A••••••• M••••••• I••• | Former SEC adviser | Oct 6, 2008 | Dec 14, 2010 | no | PORTLAND, OR | Previous registration |
| K••••••• C•••••• C••••••••• | Former SEC adviser | Feb 3, 2005 | Dec 31, 2006 | no | SAN DIEGO, CA|San Francisco, CA|NEW YORK, NY | Previous registration |
| 62 |
| Firm change |
| Other |
| P•••••• I••••••••• C••••••• L•• | P•••••• I••••••••• A•••••••• L•• | Nov 1, 2019 | Aug 6, 2019 | -87 | Firm change after gap | Other |
| P•••••• I••••••••• A•••••••• L•• | D•• W••••• M••••••••• | Oct 31, 2019 | Dec 12, 2019 | 42 | Firm change | Other |
| J•• C•••••• A•••••••• L•• | P•••••• I••••••••• C••••••• L•• | Aug 24, 2015 | Dec 13, 2017 | 842 | Firm change after gap | Other |
| A••••••• M••••••• I••• | J•• C•••••• A•••••••• L•• | Dec 14, 2010 | Sep 10, 2013 | 1,001 | Firm change after gap | Other |
| K••••••• C•••••• C••••••••• | A••••••• M••••••• I••• | Dec 31, 2006 | Oct 6, 2008 | 645 | Firm change after gap | Other |