DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dane Leigh Grouell
Feed of 09/15/2026
At current firm
0 y
since Nov 5, 2025
In the industry
29 y
since Jul 8, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Turning Point Financial independent RIA currentsince Dec 3, 2025 · Portland, Or
- Apex Retirement Advisors, LLC state registered currentsince Nov 5, 2025 · Portland, Or
- Windham Wealth Management unclassifiedAug 4, 2022 to Dec 11, 2023 · Portland, Or
- Drs Wealth Management state registeredDec 12, 2019 to Jun 3, 2022 · Tigard, Or
- Paulson Investment Advisors, LLC unclassifiedAug 6, 2019 to Oct 31, 2019 · Portland, Or
- Paulson Investment Company, LLC formerDec 13, 2017 to Nov 1, 2019 · Portland, Or
- Jhs Capital Advisors, LLC formerSep 10, 2013 to Aug 24, 2015 · Portland, Or
- Arnerich Massena, Inc. formerOct 6, 2008 to Dec 14, 2010 · Portland, Or
- Keystone Capital Corporation formerFeb 3, 2005 to Dec 31, 2006 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Windham Wealth Management to Apex Retirement Advisors, LLCleft Dec 11, 2023, registered Nov 5, 2025 (695 days) · Other
- Drs Wealth Management to Windham Wealth Managementleft Jun 3, 2022, registered Aug 4, 2022 (62 days) · Other
- Paulson Investment Company, LLC to Paulson Investment Advisors, LLCleft Nov 1, 2019, registered Aug 6, 2019 (-87 days) · Other
- Paulson Investment Advisors, LLC to Drs Wealth Managementleft Oct 31, 2019, registered Dec 12, 2019 (42 days) · Other
- Jhs Capital Advisors, LLC to Paulson Investment Company, LLCleft Aug 24, 2015, registered Dec 13, 2017 (842 days) · Other
- Arnerich Massena, Inc. to Jhs Capital Advisors, LLCleft Dec 14, 2010, registered Sep 10, 2013 (1001 days) · Other
- Keystone Capital Corporation to Arnerich Massena, Inc.left Dec 31, 2006, registered Oct 6, 2008 (645 days) · Other
Signals
- Dane Leigh Grouell left Windham Wealth Management for Apex Retirement Advisors, Llc (registered 2025-11-05)Dec 11, 2023 · Advisor changed firm · fact
- Dane Leigh Grouell left Drs Wealth Management for Windham Wealth Management (registered 2022-08-04)Jun 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address