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Advisor at HORNOR, TOWNSEND & KENT, LLC
Holladay, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Jan 22, 2025 | n/a | yes | Holladay, UT | Current employment |
| AMERITAS ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 1, 2021 | Jan 17, 2025 | no | LINCOLN, NE|Wahoo, NE | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Aug 10, 2017 | Nov 1, 2021 | no | LINCOLN, NE|LINCOLN, NE|Wahoo, NE | Previous registration |
| D.A. DAVIDSON & CO. | Independent wealth | Jul 29, 2016 | Aug 23, 2016 | no | OMAHA, NE|COLUMBUS, NE|LINCOLN, NE | Previous registration |
| SMITH HAYES ADVISERS INC | Former SEC adviser | May 11, 2010 | Jul 28, 2016 | no | LINCOLN, NE | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 23, 2009 | Apr 21, 2010 | no | LA VISTA, NE | Previous registration |
| SORRENTO PACIFIC FINANCIAL, LLC | Former SEC adviser | Jan 4, 2007 | Jul 31, 2009 | no | SAN DIEGO, CA|WAHOO, NE | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jun 16, 2006 | Jan 9, 2007 | no | LINCOLN, NE | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 8, 2005 | May 26, 2006 | no | LINCOLN, NE|LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERITAS ADVISORY SERVICES, LLC | HORNOR, TOWNSEND & KENT, LLC | Jan 17, 2025 | Jan 22, 2025 | 5 | Firm change | Ibd to ibd |
| AMERITAS ADVISORY SERVICES | AMERITAS ADVISORY SERVICES, LLC | Nov 1, 2021 | Nov 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| D.A. DAVIDSON & CO. | AMERITAS ADVISORY SERVICES | Aug 23, 2016 | Aug 10, 2017 | 352 | Firm change | Other |
| SMITH HAYES ADVISERS INC | D.A. DAVIDSON & CO. | Jul 28, 2016 | Jul 29, 2016 | 1 | Bulk transfer | Other |
| SECURITIES AMERICA ADVISORS, INC. | SMITH HAYES ADVISERS INC | Apr 21, 2010 | May 11, 2010 | 20 | Firm change | Other |
| SORRENTO PACIFIC FINANCIAL, LLC | SECURITIES AMERICA ADVISORS, INC. | Jul 31, 2009 | Jul 23, 2009 | -8 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | SORRENTO PACIFIC FINANCIAL, LLC | Jan 9, 2007 | Jan 4, 2007 | -5 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | SECURITIES AMERICA ADVISORS, INC. | May 26, 2006 | Jun 16, 2006 | 21 | Firm change | Other |