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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

MATTHEW SMITH

Advisor at STRATEGIC ADVISERS LLC

BEDFORD, NH | MERRIMACK, NH

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Search this name across graphsid dfx:ria:c0ab9446-66d6-976d-413e-c159b98c831e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Dec 20, 2014
First registration: Jul 14, 2015
Dual registered: yes, broker-dealer
Other names: MATTHEW JAMES SMITH|MATTHEW SMITH
IAPD individual key: 6419244

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	BEDFORD, NH\|MERRIMACK, NH	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 27, 2021	Mar 31, 2025	no	MERRIMACK, NH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 23, 2020	Aug 6, 2021	no	NASHUA, NH	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 17, 2019	Jul 17, 2020	no	BOSTON, MA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 17, 2019	Jul 17, 2020	no	BOSTON, MA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 19, 2018	Aug 1, 2019	no	Burlington, MA\|Chestnut Hill, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 14, 2015	Jun 7, 2017	no	MERRIMACK, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Aug 6, 2021	Sep 27, 2021	52	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 17, 2020	Sep 17, 2019	-304	Channel change	Other
TD AMERITRADE, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 17, 2020	Jul 23, 2020	6	Firm change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 1, 2019	Sep 17, 2019	47	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	CHARLES SCHWAB & CO., INC.	Jun 7, 2017	Jun 19, 2018	377	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 14, 2015 to Jun 7, 2017factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 27, 2021 to Mar 31, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 23, 2020 to Aug 6, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 17, 2019 to Jul 17, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 17, 2019 to Jul 17, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 19, 2018 to Aug 1, 2019factForm ADV

Dated events

No dated event names this entity yet.