RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••• R•• H•••
- R••••••••• R•••••••• I••• state registered currentsince Mar 19, 2013 · Leawood, Ks
- L••••• B••••••••• W•••••••• I••• unclassifiedOct 6, 2008 to Mar 28, 2013 · Overland Park, Ks
- A•••••• P••••••• P•••••••• I••• BD affiliatedOct 20, 2006 to Jul 30, 2008 · Harrisonville, Mo
- W•••••• • R••• formerMar 20, 2006 to Aug 16, 2006 · Harrisonville, Mo
- C•••• A••••••• S••••••••• unclassifiedNov 7, 2003 to Mar 24, 2006 · Overland Park, Ks
- S•• F•••••••• S•••••••• I••• independent RIAMar 9, 2001 to Aug 5, 2003 · Merriam, Ks
- L••••• B••••••••• W•••••••• I••• to R••••••••• R•••••••• I•••left Mar 28, 2013, registered Mar 19, 2013 (-9 days) · Other
- A•••••• P••••••• P•••••••• I••• to L••••• B••••••••• W•••••••• I•••left Jul 30, 2008, registered Oct 6, 2008 (68 days) · Other
- W•••••• • R••• to A•••••• P••••••• P•••••••• I•••left Aug 16, 2006, registered Oct 20, 2006 (65 days) · Other
- C•••• A••••••• S••••••••• to W•••••• • R•••left Mar 24, 2006, registered Mar 20, 2006 (-4 days) · Other
- S•• F•••••••• S•••••••• I••• to C•••• A••••••• S•••••••••left Aug 5, 2003, registered Nov 7, 2003 (94 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address