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Advisor at MARINER
Fairfield, CT | Newton, CT | West Hartford, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Jul 7, 2023 | n/a | yes | Newton, CT|West Hartford, CT|Fairfield, CT | Current employment |
| GYL FINANCIAL SYNERGIES, LLC | Former SEC adviser | Jan 2, 2019 | Jul 25, 2023 | no | Westport, CT|Westport, CT | Previous registration |
| RESNICK ADVISORS | Former SEC adviser | Apr 7, 2014 | Jan 2, 2019 | no | WESTPORT, CT | Previous registration |
| ROUND TABLE WEALTH MANAGEMENT | Former SEC adviser | Mar 9, 2009 | Nov 19, 2013 | no | NEW YORK, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 26, 2005 | Mar 1, 2006 | no | PARAMUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GYL FINANCIAL SYNERGIES, LLC | Mariner | Jul 25, 2023 | Jul 7, 2023 | -18 | Firm change | RIA to ibd |
| RESNICK ADVISORS | GYL FINANCIAL SYNERGIES, LLC | Jan 2, 2019 | Jan 2, 2019 | 0 | Channel change | Other |
| ROUND TABLE WEALTH MANAGEMENT | RESNICK ADVISORS | Nov 19, 2013 | Apr 7, 2014 | 139 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | ROUND TABLE WEALTH MANAGEMENT | Mar 1, 2006 | Mar 9, 2009 | 1,104 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105927:284758:CT:2019-01-02 | Jan 2, 2019 | Jan 2, 2019 | WESTPORT, CT | Firm change |