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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JULIE L BRANDT

Advisor at RBC CAPITAL MARKETS, LLC

SEATTLE, WA | BROOKFIELD, WI | Muskego, WI

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Search this name across graphsid dfx:ria:c0d54944-bdc7-245c-b892-d1dfb1f33c9e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 2, 1998
First registration: Sep 26, 2006
Dual registered: yes, broker-dealer
Other names: JULIE LYNNE BRANDT|JULIE LYNNE WACHHOLZ|JULIE LYNNE WACHHOLZ
IAPD individual key: 2757997

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Dec 7, 2022	n/a	yes	SEATTLE, WA\|BROOKFIELD, WI\|Muskego, WI	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 15, 2017	Jun 25, 2021	no	WEST ALLIS, WI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 30, 2013	Sep 30, 2016	no	MILWAUKEE, WI\|Milwaukee, WI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 9, 2013	Mar 19, 2013	no	MILWAUKEE, WI	Previous registration
RED GRANITE ADVISORS LLC	Former SEC adviser	Sep 26, 2006	Nov 29, 2012	no	MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	RBC CAPITAL MARKETS, LLC	Jun 25, 2021	Dec 7, 2022	530	Firm change after gap	Ibd to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	U.S. BANCORP INVESTMENTS, INC.	Sep 30, 2016	May 15, 2017	227	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Mar 19, 2013	Jul 30, 2013	133	Firm change	Other
RED GRANITE ADVISORS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 29, 2012	Jan 9, 2013	41	Firm change	Other

Relationships

Registered with (5)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Dec 7, 2022 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 15, 2017 to Jun 25, 2021factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jul 30, 2013 to Sep 30, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 9, 2013 to Mar 19, 2013factForm ADV
→ RED GRANITE ADVISORS LLCRegistered adviserregistration: previous registration
Sep 26, 2006 to Nov 29, 2012factForm ADV

Dated events

No dated event names this entity yet.