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CRD 140045
MILWAUKEE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MACLEAN, MATTHEW, SPENCER | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, AND GENERAL COUNSEL | Na | yes | 02/2006 | Jan 31, 2012 | May 9, 2013 |
| ROBERTS, SCOTT, ALLEN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | Na | yes | 01/2012 | Jan 31, 2012 | May 9, 2013 |
| VRABEL, JOEL, DENNIS | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | Na | yes | 04/2006 | Jan 31, 2012 | May 9, 2013 |
| ZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLC | Owner | E | no | 01/2012 | Jan 31, 2012 | May 9, 2013 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ZIEGLER LOTSOFF CAPITAL MANAGEMENT, LLC | n/a | Former SEC adviser | $11B | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Apr 1, 2013 | $478M | $443M | 6 | 6 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $417M | $414M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $478M | $417M | 14.7% | n/a | n/a | 6 | n/a | n/a | n/a |