A•••• C• E••••

Advisor at L•• F•••••••• L••

LAS VEGAS, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c0fdd10e-73a7-6394-502f-ee18a8ac7c82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: May 16, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 20, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 15, 2025	n/a	yes	LAS VEGAS, NV	Current employment
M••••• S••••••	Wirehouse	Dec 5, 2018	Aug 18, 2025	no	Las Vegas, NV\|Las Vegas, NV\|Las Vegas, NV\|Las Vegas, NV\|PURCHASE, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	L•• F•••••••• L••	Aug 18, 2025	Aug 15, 2025	-3	Firm change	Wirehouse to ibd
S•••••••• F••••• W•••••• L••	M••••• S••••••	Oct 11, 2018	Dec 5, 2018

Relationships

Registered with (8)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 15, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 5, 2018 to Aug 18, 2025factForm ADV
→ S•••••••• F••••• W•••••• L••Registered adviserregistration: previous registration
Jun 18, 2015 to Oct 11, 2018factForm ADV
→ S•••••••• P•••••••• A•••••••Registered adviser

Dated events

Occurred
Aug 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c0fdd10e-73a7-6394-502f-ee18a8ac7c82
First observed: May 16, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.