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Advisor at KESTRA ADVISORY SERVICES, LLC
Hamilton, NJ | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Jun 21, 2022 | n/a | yes | Hamilton, NJ|AUSTIN, TX | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Jun 30, 2017 | Jun 17, 2022 | no | Cranbury, NJ|AUSTIN, TX | Previous registration |
| CADARET GRANT & CO INC | Former SEC adviser | Feb 11, 2009 | Jun 28, 2017 | no | CRANBURY, NJ|WILMINGTON, DE | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 2, 2003 | Feb 11, 2009 | no | HAMILTON, NJ|FREEHOLD, NJ|HAMILTON, NJ|HAMILTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | KESTRA ADVISORY SERVICES, LLC | Jun 28, 2017 | Jun 30, 2017 | 2 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CADARET GRANT & CO INC | Feb 11, 2009 | Feb 11, 2009 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10641:283330:DE:2017-06-28 | Jun 28, 2017 | Jun 30, 2017 | WILMINGTON, DE | Firm change |