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Registered advisor
R••••• W•••••• J••••••
Feed of 09/15/2026
At current firm
4 y
since Jun 21, 2022
In the industry
27 y
since Feb 12, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jun 21, 2022 · Hamilton, Nj
- K••••• A••••••• S•••••••• L•• BD affiliatedJun 30, 2017 to Jun 17, 2022 · Cranbury, Nj
- C•••••• G•••• • C• I•• formerFeb 11, 2009 to Jun 28, 2017 · Cranbury, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDJan 2, 2003 to Feb 11, 2009 · Hamilton, Nj
Moves
a registration end followed by a registration begin elsewhere
- C•••••• G•••• • C• I•• to K••••• A••••••• S•••••••• L••left Jun 28, 2017, registered Jun 30, 2017 (2 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to C•••••• G•••• • C• I••left Feb 11, 2009, registered Feb 11, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address