DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••• R••••••••• P••••••• L••
Cleveland, OH | SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | Institutional manager | Feb 21, 2018 | n/a | yes | Cleveland, OH|SAN RAFAEL, CA | Current employment |
| W• W••••• A•••••••• L•• | State registered | Mar 31, 2017 | Feb 1, 2018 | no | AKRON, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W• W••••• A•••••••• L•• | G••••• R••••••••• P••••••• L•• | Feb 1, 2018 | Feb 21, 2018 | 20 | Firm change | Other |
| V•••••• A•••••••• I••• | W• W••••• A•••••••• L•• | Jan 25, 2018 | Mar 31, 2017 |
| V•••••• A•••••••• I••• | Bd affiliated wealth | Jan 12, 2017 | Jan 25, 2018 | no | Akron, OH | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jun 18, 2016 | Oct 26, 2016 | no | NORTON, OH | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Oct 4, 2007 | Jun 1, 2016 | no | Richfield, OH|RICHFIELD, OH | Previous registration |
| -300 |
| Firm change after gap |
| Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | V•••••• A•••••••• I••• | Oct 26, 2016 | Jan 12, 2017 | 78 | Firm change | Other |
| C•••••• S••••• • C••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jun 1, 2016 | Jun 18, 2016 | 17 | Firm change | Other |