RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• J•••• D••
- G••••• R••••••••• P••••••• L•• institutional currentsince Feb 21, 2018 · Cleveland, Oh
- W• W••••• A•••••••• L•• state registeredMar 31, 2017 to Feb 1, 2018 · Akron, Oh
- V•••••• A•••••••• I••• BD affiliatedJan 12, 2017 to Jan 25, 2018 · Akron, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 18, 2016 to Oct 26, 2016 · Norton, Oh
- C•••••• S••••• • C••• I••• national BDOct 4, 2007 to Jun 1, 2016 · Richfield, Oh
- W• W••••• A•••••••• L•• to G••••• R••••••••• P••••••• L••left Feb 1, 2018, registered Feb 21, 2018 (20 days) · Other
- V•••••• A•••••••• I••• to W• W••••• A•••••••• L••left Jan 25, 2018, registered Mar 31, 2017 (-300 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to V•••••• A•••••••• I•••left Oct 26, 2016, registered Jan 12, 2017 (78 days) · Other
- C•••••• S••••• • C••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 1, 2016, registered Jun 18, 2016 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address