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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

ARTHUR FLOYD HAZEN

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Moon Township, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Mar 23, 2002
First registration: Feb 18, 2005
Dual registered: yes, broker-dealer
Other names: ARTHUR FLYOD HAZEN |ARTHUR FLYOD HAZEN|ARTHUR FLYOD HAZEN|ARTHUR FLYOD HAZEN
IAPD individual key: 4503065

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Apr 12, 2013	n/a	yes	Moon Township, PA	Current employment
BPU INVESTMENT MANAGEMENT, INC.	Former SEC adviser	Jun 24, 2008	Apr 12, 2013	no	PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Mar 9, 2006	Jun 17, 2008	no	PITTSBURGH, PA\|PITTSBURGH, PA\|PITTSBURGH, PA\|LIGONIER, PA\|GREENSBURG, PA\|NEW FLORENCE, PA\|PITTSBURGH, PA\|MCMURRAY, PA\|GREENSBURG, PA\|PITTSBURGH, PA\|CRANBERRY TOWNSHIP, PA\|WEXFORD, PA\|LATROBE, PA	Previous registration
CANTELLA & CO., INC.	Former SEC adviser	Aug 8, 2005	Mar 2, 2006	no	WEXFORD, PA\|WEXFORD, PA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 18, 2005	Aug 5, 2005	no	PITTSBURGH, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BPU INVESTMENT MANAGEMENT, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 12, 2013	Apr 12, 2013	0	Firm change	Other
INVEST FINANCIAL CORPORATION	BPU INVESTMENT MANAGEMENT, INC.	Jun 17, 2008	Jun 24, 2008	7	Firm change	Other
CANTELLA & CO., INC.	INVEST FINANCIAL CORPORATION	Mar 2, 2006	Mar 9, 2006	7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CANTELLA & CO., INC.	Aug 5, 2005	Aug 8, 2005	3	Firm change	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Apr 12, 2013 to presentfactForm ADV
→ BPU INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 24, 2008 to Apr 12, 2013factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Mar 9, 2006 to Jun 17, 2008factForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Aug 8, 2005 to Mar 2, 2006factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 18, 2005 to Aug 5, 2005factForm ADV

Dated events

No dated event names this entity yet.