DFX Intelligence

J••• M••••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst11 years in industry

J••• M••••••• A••••

Advisor at T•• W••••• C••••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:c125fd2d-bb79-745f-fae0-e004fb9998c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• C••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• C••••••••• L••	Former SEC adviser	Sep 11, 2020	n/a	yes	LOS ANGELES, CA	Current employment
M••••• S••••••	Wirehouse	Mar 10, 2017	Sep 15, 2020	no	Pasadena, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	T•• W••••• C••••••••• L••	Sep 15, 2020	Sep 11, 2020	-4	Firm change	Wirehouse to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Mar 13, 2017	Mar 10, 2017

Relationships

Registered with (3)

→ T•• W••••• C••••••••• L••Registered adviserregistration: current employment
Sep 11, 2020 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 10, 2017 to Sep 15, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jan 13, 2015 to Mar 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c125fd2d-bb79-745f-fae0-e004fb9998c2
First observed: Jan 13, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.