J••• M••••••• A••••

T•• W••••• C••••••••• L••formerLos Angeles, CaIA-onlyIAPD 6383962

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

Also filed as J••• A••••••••• M••••••• A••••

At current firm

6 y

since Sep 11, 2020

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• W••••• C••••••••• L•• former current
since Sep 11, 2020 · Los Angeles, Ca
M••••• S•••••• wirehouse
Mar 10, 2017 to Sep 15, 2020 · Pasadena, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 13, 2015 to Mar 13, 2017 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to T•• W••••• C••••••••• L••
left Sep 15, 2020, registered Sep 11, 2020 (-4 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Mar 13, 2017, registered Mar 10, 2017 (-3 days) · Wirehouse to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address