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Advisor at CREATIVE PLANNING
OVERLAND PARK, KS | Southborough, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Jun 2, 2022 | n/a | yes | Southborough, MA|OVERLAND PARK, KS | Current employment |
| FERRIS CAPITAL, LLC | Former SEC adviser | May 19, 2014 | Jun 21, 2022 | no | SOUTHBOROUGH, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 4, 2008 | Oct 16, 2012 | no | WESTBOROUGH, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FERRIS CAPITAL, LLC | CREATIVE PLANNING | Jun 21, 2022 | Jun 2, 2022 | -19 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FERRIS CAPITAL, LLC | Oct 16, 2012 | May 19, 2014 | 580 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 160116:105348:MA:2022-06-21 | Jun 21, 2022 | Jun 2, 2022 | SOUTHBOROUGH, MA | Firm change |