DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• L••••• F•••

E••••• A•••••••• L••state registeredZepher Cove, Nv IA-onlyIAPD 3089876

Certified Financial Planner

Feed of 09/15/2026

Also filed as M••••••• L F•••

At current firm

2 y

since Feb 27, 2024

In the industry

28 y

since Jul 31, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L••••••• A••••••• C••• state registered current
since Oct 30, 2025 · New Hope, Pa
E••••• A•••••••• L•• state registered current
since Feb 27, 2024 · Zepher Cove, Nv
A••••••• A•••••••• L•• independent RIA
Feb 9, 2023 to Apr 4, 2023 · Grand Rapids, Mi
L••••••• R••••••••• C••• unclassified
Apr 15, 2019 to Mar 27, 2024 · New Hope, Pa
W••••••• F•••••••• S•••••••• I••• former
Mar 1, 2019 to Apr 18, 2019 · New Hope, Pa
Q•••••• A•••• M••••••••• I••• former
Feb 26, 2016 to Mar 1, 2019 · Bridgewater, Nj
Q•••••• A•••• M••••••••• I••• former
May 27, 2010 to Feb 4, 2015 · Minneapolis, Mn
S••••••••• A•••••• A•••••••• I••• former
Apr 11, 2008 to Dec 8, 2009 · Fort Washington, Pa
A••••••• I••••••••• S•••••••• L•• unclassified
Mar 30, 2006 to Mar 5, 2007 · Basking Ridge, Nj

Moves

a registration end followed by a registration begin elsewhere

L••••••• R••••••••• C••• to A••••••• A•••••••• L••
left Mar 27, 2024, registered Feb 9, 2023 (-412 days) · Other
A••••••• A•••••••• L•• to E••••• A•••••••• L••
left Apr 4, 2023, registered Feb 27, 2024 (329 days) · RIA to a state-registered adviser
W••••••• F•••••••• S•••••••• I••• to L••••••• R••••••••• C•••
left Apr 18, 2019, registered Apr 15, 2019 (-3 days) · Other
Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
S••••••••• A•••••• A•••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Dec 8, 2009, registered May 27, 2010 (170 days) · Other
A••••••• I••••••••• S•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
left Mar 5, 2007, registered Apr 11, 2008 (403 days) · Other

Signals

M••••••• L••••• F••• left L••••••• R••••••••• C••• for A••••••• A•••••••• L•• (registered 2023-02-09)
Mar 27, 2024 · Advisor changed firm · fact
M••••••• L••••• F••• left A••••••• A•••••••• L•• for E••••• A•••••••• L•• (registered 2024-02-27)
Apr 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address