C•••• A•• B•••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | WINTER SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c160d85a-2c9f-6733-efe4-f5edeeb3c6c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 7, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jul 7, 2023	n/a	yes	PLYMOUTH, MN\|WINTER SPRINGS, FL	Current employment
T••••••••• R••••••••• A•••••••• L••	Bd affiliated wealth	Apr 16, 2023	Jun 30, 2023	no	Winter Springs, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• R••••••••• A•••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Jun 30, 2023	Jul 7, 2023	7	Firm change	Ibd to RIA
E•••••• C•••••• M••••••••• L••	T••••••••• R••••••••• A•••••••• L••	Apr 6, 2023	Apr 16, 2023

Relationships

Registered with (8)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 7, 2023 to presentfactForm ADV
→ T••••••••• R••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 16, 2023 to Jun 30, 2023factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 22, 2020 to Apr 6, 2023factForm ADV
→ J••••• M••••••••• S•••• L••

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
C•••• A•• B••• left T••••••••• R••••••••• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2023-07-07)
Form ADVobserved 7 days ago
Occurred
Apr 6, 2023
Advisor changed firm
C•••• A•• B••• left E•••••• C•••••• M••••••••• L•• for T••••••••• R••••••••• A•••••••• L•• (registered 2023-04-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c160d85a-2c9f-6733-efe4-f5edeeb3c6c9
First observed: Nov 7, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.