DFX Intelligence

K•••• C•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

K•••• C•••••• D•••••••

Advisor at P•• W••••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:c163523c-baeb-ad0e-454a-15bc793434e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Jun 23, 2023	n/a	yes	JACKSONVILLE, FL\|Jacksonville, FL\|PONTE VEDRA BEACH, FL	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Dec 5, 2022	Jun 6, 2023	no	JACKSONVILLE, FL\|OCOEE, FL

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	P•• W••••• M•••••••••	Jun 6, 2023	Jun 23, 2023	17	Firm change	Ibd to ibd
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	F••••••• F•••••••• A••••••••• I•••	Nov 16, 2022	Nov 16, 2021

Relationships

Registered with (6)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Jun 23, 2023 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 5, 2022 to Jun 6, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 1, 2021 to Nov 16, 2022factForm ADV
→ F••••••• F•••••••• A••••••••• I•••

Dated events

Occurred
Jun 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c163523c-baeb-ad0e-454a-15bc793434e8
First observed: Jun 11, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.