DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• C•••••• D•••••••

P•• W••••• M•••••••••BD affiliatedPonte Vedra Beach, Fl dual registrantIAPD 6174398

Certified Financial Planner

Feed of 09/14/2026

Also filed as K•••• D•••••••

At current firm

3 y

since Jun 23, 2023

In the industry

13 y

since Mar 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Jun 23, 2023 · Jacksonville, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Dec 5, 2022 to Jun 6, 2023 · Jacksonville, Fl
F••••••• F•••••••• A••••••••• I••• former
Nov 16, 2021 to Nov 1, 2022 · Jacksonville, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jul 1, 2021 to Nov 16, 2022 · Jacksonville, Fl
K••••• A••••••• S•••••••• L•• BD affiliated
Jun 13, 2018 to Apr 20, 2021 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 11, 2013 to May 8, 2018 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to P•• W••••• M•••••••••
left Jun 6, 2023, registered Jun 23, 2023 (17 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F••••••• F•••••••• A••••••••• I•••
left Nov 16, 2022, registered Nov 16, 2021 (-365 days) · Other
F••••••• F•••••••• A••••••••• I••• to C••••• I••••••••• A••••••• L••
left Nov 1, 2022, registered Dec 5, 2022 (34 days) · Other
K••••• A••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Apr 20, 2021, registered Jul 1, 2021 (72 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••• A••••••• S•••••••• L••
left May 8, 2018, registered Jun 13, 2018 (36 days) · Wirehouse to affiliated broker-dealer or bank

Signals

K•••• C•••••• D••••••• left C••••• I••••••••• A••••••• L•• for P•• W••••• M••••••••• (registered 2023-06-23)
Jun 6, 2023 · Advisor changed firm · fact
K•••• C•••••• D••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for F••••••• F•••••••• A••••••••• I••• (registered 2021-11-16)
Nov 16, 2022 · Advisor changed firm · fact
K•••• C•••••• D••••••• left F••••••• F•••••••• A••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2022-12-05)
Nov 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address