DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at T••••••• P•••••• W••••• M•••••••••
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••••• P•••••• W••••• M••••••••• | Mixed wealth | Sep 21, 2021 | n/a | yes | DALLAS, TX | Current employment |
| F•••• I••••••••• S••••••• | Bd affiliated wealth | Jul 31, 2019 | Sep 9, 2021 | no | FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• I••••••••• S••••••• | T••••••• P•••••• W••••• M••••••••• | Sep 9, 2021 | Sep 21, 2021 | 12 | Firm change | Ibd to RIA |
| T• A••••••••• I••••••••• M••••••••• L•• | F•••• I••••••••• S••••••• | Jul 25, 2019 | Jul 31, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7870:111514:TX:2017-12-20 | Jan 23, 2018 | Jan 3, 2018 | WESTLAKE, TX | Firm change |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jan 3, 2018 | Jul 25, 2019 | no | Southlake, TX|FORT WORTH, TX | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Jan 3, 2018 | Jan 23, 2018 | no | Westlake, TX | Previous registration |
| 6 |
| Firm change |
| RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Jan 23, 2018 | Jan 3, 2018 | -20 | Channel change | Other |