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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

LISA DIANE BEATY

Advisor at KEYSTONE PRIVATE WEALTH

IRVINE, CA | PALM DESERT, CA

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Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2006 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KEYSTONE PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Feb 17, 2006
First registration: Mar 6, 2006
Dual registered: yes, broker-dealer
Other names: LISA DIANE NORTHINGTON|LISA D. BEATY
IAPD individual key: 5018510

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HOAINVEST LLC	No RAUM reported	Sep 18, 2026	n/a	yes	IRVINE, CA\|PALM DESERT, CA	Current employment
KEYSTONE PRIVATE WEALTH	Independent wealth	Jul 1, 2021	n/a	yes	PALM DESERT, CA	Current employment
CYPRESS WEALTH SERVICES, LLC	Independent wealth	Jul 18, 2017	Sep 24, 2021	no	PALM DESERT, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 7, 2014	no	INDIAN WELLS, CA\|INDIAN WELLS, CA\|INDIAN WELLS, CA\|Palm Desert, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	PALM DESERT, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 6, 2006	Apr 2, 2007	no	PALM DESERT, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CYPRESS WEALTH SERVICES, LLC	KEYSTONE PRIVATE WEALTH	Sep 24, 2021	Jul 1, 2021	-85	Firm change after gap	RIA to RIA
MORGAN STANLEY	CYPRESS WEALTH SERVICES, LLC	May 7, 2014	Jul 18, 2017	1,168	Firm change after gap	Wirehouse to new firm
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ KEYSTONE PRIVATE WEALTHRegistered adviserregistration: current employment
Jul 1, 2021 to presentfactForm ADV
→ CYPRESS WEALTH SERVICES, LLCRegistered adviserregistration: previous registration
Jul 18, 2017 to Sep 24, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 7, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 6, 2006 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.