DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lisa Diane Beaty

Keystone Private Wealthindependent RIAPalm Desert, Cadual registrantIAPD 5018510

Feed of 09/14/2026

Also filed as Lisa Diane Northington

At current firm

5 y

since Jul 1, 2021

In the industry

20 y

since Feb 17, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Direct business phone: 760-818-7006reportedkeystoneprivatewealth.comfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/lisa-beaty-99b8b317b/?utm_source=share&utm_campaign=shreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Professional profile: keystoneprivatewealth.com/team/lisa-beatyreportedkeystoneprivatewealth.comfirm site, Sep 15, 2026
Professional profile: linkedin.com/in/lisa-beaty-99b8b317breportedkeystoneprivatewealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Keystone Private Wealth independent RIA current
since Jul 1, 2021 · Palm Desert, Ca
Cypress Wealth Services, LLC independent RIA
Jul 18, 2017 to Sep 24, 2021 · Palm Desert, Ca
Morgan Stanley wirehouse
Jun 1, 2009 to May 7, 2014 · Indian Wells, Ca
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Palm Desert, Ca
Morgan Stanley Dw Inc. unclassified
Mar 6, 2006 to Apr 2, 2007 · Palm Desert, Ca

Moves

a registration end followed by a registration begin elsewhere

Cypress Wealth Services, LLC to Keystone Private Wealth
left Sep 24, 2021, registered Jul 1, 2021 (-85 days) · RIA to RIA
Morgan Stanley to Cypress Wealth Services, LLC
left May 7, 2014, registered Jul 18, 2017 (1168 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address