DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•• C••• A••••••• S•••••••
CORPUS CHRISTI, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•• C••• A••••••• S••••••• | State registered | Feb 22, 2016 | n/a | yes | CORPUS CHRISTI, TX | Current employment |
| F•••• I••••••••• A••••••• S•••••••• I••• | n/a | Apr 12, 2007 | Nov 11, 2015 | no | CORPUS CHRISTI, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• I••••••••• A••••••• S•••••••• I••• | G•• C••• A••••••• S••••••• | Nov 11, 2015 | Feb 22, 2016 | 103 | Firm change | Other |
| W•••• C••••• S••••••••• I••• | F•••• I••••••••• A••••••• S•••••••• I••• | May 4, 2004 | Apr 12, 2007 |
| W•••• C••••• S••••••••• I••• | State registered | May 22, 2002 | May 4, 2004 | no | CORPUS CHRISTI, TX | Previous registration |
| B•• A•••• M••••••••• I••• | Independent wealth | Jul 30, 1998 | Dec 31, 2002 | no | CORPUS CHRISTI, TX | Previous registration |
| 1,073 |
| Firm change after gap |
| Other |
| B•• A•••• M••••••••• I••• | W•••• C••••• S••••••••• I••• | Dec 31, 2002 | May 22, 2002 | -223 | Firm change after gap | Other |