RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• N••• H•••••
- G•• C••• A••••••• S••••••• state registered currentsince Feb 22, 2016 · Corpus Christi, Tx
- F•••• I••••••••• A••••••• S•••••••• I••• unclassifiedApr 12, 2007 to Nov 11, 2015 · Corpus Christi, Tx
- W•••• C••••• S••••••••• I••• state registeredMay 22, 2002 to May 4, 2004 · Corpus Christi, Tx
- B•• A•••• M••••••••• I••• i••••••••• wealthJul 30, 1998 to Dec 31, 2002 · Corpus Christi, Tx
- F•••• I••••••••• A••••••• S•••••••• I••• to G•• C••• A••••••• S•••••••left Nov 11, 2015, registered Feb 22, 2016 (103 days) · Other
- W•••• C••••• S••••••••• I••• to F•••• I••••••••• A••••••• S•••••••• I•••left May 4, 2004, registered Apr 12, 2007 (1073 days) · Other
- B•• A•••• M••••••••• I••• to W•••• C••••• S••••••••• I•••left Dec 31, 2002, registered May 22, 2002 (-223 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address