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RIA / WealthAdvisor21 years in industry

David L Rogers

Advisor at BLUEPRINT FINANCIAL ADVISORS

Tampa, FL | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:c17b5518-40ff-b57a-c156-5aac03f044f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 25, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLUEPRINT FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Oct 7, 2022
First registration: Jul 25, 2005
Dual registered: no
Other names: David Loren Rogers
IAPD individual key: 4972305

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLUEPRINT FINANCIAL ADVISORS	Independent wealth	Jun 21, 2024	n/a	yes	Tampa, FL\|CHARLOTTE, NC	Current employment
EDWARD JONES	National bd RIA	Oct 11, 2022	Jun 6, 2024	no	Tampa, FL\|ST LOUIS, MO\|TAMPA, FL\|TAMPA, FL\|Oldsmar, FL	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	May 11, 2020	no	CHARLOTTE, NC\|TAMPA, FL	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Nov 28, 2017	Jan 2, 2018	no	CHARLOTTE, NC\|TAMPA, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 17, 2011	May 15, 2012	no	Tampa, FL	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Aug 27, 2008	Jun 20, 2011	no	NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 8, 2006	May 4, 2007	no	NEW YORK, NY	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jul 25, 2005	Nov 14, 2005	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	BLUEPRINT FINANCIAL ADVISORS	Jun 6, 2024	Jun 21, 2024	15	Firm change	Ibd to RIA
BB&T SECURITIES, LLC	EDWARD JONES	May 11, 2020	Oct 11, 2022	883	Firm change after gap	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
J.P. MORGAN SECURITIES LLC	BB&T INVESTMENT SERVICES, INC.	May 15, 2012	Nov 28, 2017	2,023	Firm change after gap	Other
ALLIANCEBERNSTEIN L.P.	J.P. MORGAN SECURITIES LLC	Jun 20, 2011	Oct 17, 2011	119	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	ALLIANCEBERNSTEIN L.P.	May 4, 2007	Aug 27, 2008	481	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	CHASE INVESTMENT SERVICES CORP.	Nov 14, 2005	Feb 8, 2006	86	Firm change	Other

Relationships

Registered with (8)

→ BLUEPRINT FINANCIAL ADVISORSRegistered adviserregistration: current employment
Jun 21, 2024 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 11, 2022 to Jun 6, 2024factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to May 11, 2020factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 28, 2017 to Jan 2, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 17, 2011 to May 15, 2012factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Aug 27, 2008 to Jun 20, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 8, 2006 to May 4, 2007factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jul 25, 2005 to Nov 14, 2005factForm ADV

Dated events

Occurred
Jun 6, 2024
Advisor changed firm
David L Rogers left Edward Jones for Blueprint Financial Advisors (registered 2024-06-21)
Form ADVobserved 6 days ago