DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David L Rogers
Feed of 09/15/2026
Also filed as David Loren Rogers
At current firm
2 y
since Jun 21, 2024
In the industry
21 y
since Jul 25, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Blueprint Financial Advisors independent RIA currentsince Jun 21, 2024 · Tampa, Fl
- Edward Jones national BDOct 11, 2022 to Jun 6, 2024 · Tampa, Fl
- Bb&T Securities, LLC formerJan 2, 2018 to May 11, 2020 · Charlotte, Nc
- Bb&T Investment Services, Inc. formerNov 28, 2017 to Jan 2, 2018 · Charlotte, Nc
- J.P. Morgan Securities LLC wirehouseOct 17, 2011 to May 15, 2012 · Tampa, Fl
- Alliancebernstein L.P. otherAug 27, 2008 to Jun 20, 2011 · New York, Ny
- Chase Investment Services Corp. formerFeb 8, 2006 to May 4, 2007 · New York, Ny
- Wells Fargo Investments, LLC unclassifiedJul 25, 2005 to Nov 14, 2005 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Edward Jones to Blueprint Financial Advisorsleft Jun 6, 2024, registered Jun 21, 2024 (15 days) · Affiliated broker-dealer or bank to independent RIA
- Bb&T Securities, LLC to Edward Jonesleft May 11, 2020, registered Oct 11, 2022 (883 days) · Affiliated broker-dealer or bank to another
- Bb&T Investment Services, Inc. to Bb&T Securities, LLCleft Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Bb&T Investment Services, Inc.left May 15, 2012, registered Nov 28, 2017 (2023 days) · Other
- Alliancebernstein L.P. to J.P. Morgan Securities LLCleft Jun 20, 2011, registered Oct 17, 2011 (119 days) · Other
- Chase Investment Services Corp. to Alliancebernstein L.P.left May 4, 2007, registered Aug 27, 2008 (481 days) · Other
- Wells Fargo Investments, LLC to Chase Investment Services Corp.left Nov 14, 2005, registered Feb 8, 2006 (86 days) · Other
Signals
- David L Rogers left Edward Jones for Blueprint Financial Advisors (registered 2024-06-21)Jun 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address