DFX Intelligence

S•••••• M•••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

S•••••• M•••••• E•••••••

Advisor at C•••••• A••• P••••••• G••••

WASHINGTON, DC

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Search this name across graphsid dfx:ria:c181356f-2d86-c016-961b-604ab6166659

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••• P••••••• G••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 16, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••• P••••••• G••••	Former SEC adviser	Oct 17, 2024	n/a	yes	WASHINGTON, DC	Current employment
C•• W•••••• L••	Former SEC adviser	May 15, 2019	Dec 31, 2024	no	ROCKVILLE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•• W•••••• L••	C•••••• A••• P••••••• G••••	Dec 31, 2024	Oct 17, 2024	-75	Firm change after gap	RIA to new firm
W•••• F•••• A•••••••	C•• W•••••• L••	May 14, 2019	May 15, 2019

Relationships

Registered with (4)

→ C•••••• A••• P••••••• G••••Registered adviserregistration: current employment
Oct 17, 2024 to presentfactForm ADV
→ C•• W•••••• L••Registered adviserregistration: previous registration
May 15, 2019 to Dec 31, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 15, 2016 to May 14, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
S•••••• M•••••• E••••••• left C•• W•••••• L•• for C•••••• A••• P••••••• G•••• (registered 2024-10-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c181356f-2d86-c016-961b-604ab6166659
First observed: Dec 20, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.