DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E••••••• H••••••••• M••••••••• C••••••
Legal name E••••••• H••••••••• M••••••••• C••••••• L••
Latest filing Mar 9, 2026
First filing on the tape Feb 10, 2012 · 33 filings
SEC status approved since Feb 24, 2012
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.4B as of Mar 9, 2026
Mar 21, 2013$657M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 9, 2026
Mar 21, 20130 then
Employees (5.A)18 as of Mar 9, 2026
Mar 21, 201310 then
Private funds13 as of Mar 9, 2026
Mar 21, 20133 then
RAUM +18% over the last fiscal year+8.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $106MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
20 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• H••••••••• P•••••••• L• | Private Equity Fund | $781M | 2 | Mar 20, 2020 |
| E••••••• E••••• F••• I•• L•••no longer reported | Private Equity Fund | $141M | 27 | Feb 10, 2012 |
| E••••••• N••••••• F••• L• | Private Equity Fund | $137M | 25 | Mar 30, 2022 |
| E••••••• E••••• F•••• L•no longer reported | Private Equity Fund | $101M | 16 | Feb 10, 2012 |
| E••••••• H••••••••• P••••••• C•••••••• I• L•• | Private Equity Fund | $71.2M | 3 | Mar 20, 2020 |
| E••••••• N••••••• C•••••••• F••• L• | Private Equity Fund | $59.2M | 22 | Mar 30, 2022 |
| E••••••••• L•• | Private Equity Fund | $49.7M | 3 | Mar 21, 2019 |
| E••••••• E••••• F••• I••• L••• | Private Equity Fund | $47.4M | 8 | Mar 29, 2017 |
| P•• I•••••••• L•• | Private Equity Fund | $12.9M | 6 | Mar 20, 2020 |
| E•• O••••• M••••••••• L•• | Private Equity Fund | $12.6M | 8 | Mar 21, 2019 |
| E••••••• H••••••••• P••••••• C••••••••• L•• | Private Equity Fund | $10.9M | 8 | Mar 20, 2020 |
| E••••••••• C•••••••• L•• | Private Equity Fund | $10.8M | 1 | Mar 21, 2019 |
| E••••••• E••••• F••• I• S••• L•••no longer reported | Private Equity Fund | $7.1M | 28 | Mar 23, 2018 |
| E•• G• C•••••••• L•• | Private Equity Fund | $4.9M | 3 | Mar 30, 2022 |
| E•• I• C•••••••• L•• | Private Equity Fund | $3.6M | 5 | Feb 10, 2012 |
| E••••••• E••••• F••• I• S••• L•••no longer reported | Private Equity Fund | $1.2M | 17 | Mar 23, 2018 |
| E•• I•• C•••••••• L•• | Private Equity Fund | $781,232 | 1 | Mar 29, 2017 |
| E•• S•• C••••••••• L••no longer reported | Private Equity Fund | $223,275 | 5 | Mar 23, 2018 |
| E•• S••• L••no longer reported | Private Equity Fund | $175,739 | 6 | Mar 23, 2018 |
| E•• C••••••••• L••no longer reported | Private Equity Fund | $59,155 | 11 | Mar 23, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• S•••••• · General Partnercontrolsince 12/2015 · owns less than 5%
- K••••••• V••••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 04/2011 · owns less than 5%
- K••••••••• M••••••• T••• · General Partnercontrolsince 02/2006 · owns 25% to 50%
- T•••••••• M•••••• · General Partnercontrolsince 12/2022 · owns 50% to 75%
Related persons
Schedule D 7.A
- E•• P••••••• I•• L••pooled vehicle sponsory
- E•• P•••••••• L••pooled vehicle sponsory
- E••••••• H••••••••• P••••••• G•• L••pooled vehicle sponsory
- E••••••• N••••••• F••• G• L••pooled vehicle sponsory
Advisers that list E••••••• H••••••••• M••••••••• C•••••• as a related person
- 161037 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 13Mar 5, 2025 to Mar 9, 2026
- Advisory employees · 12 to 15Mar 5, 2025 to Mar 9, 2026
- Pooled vehicle clients · 10 to 13Mar 5, 2025 to Mar 9, 2026
- Assets in custody · $1.2B to $1.4BMar 5, 2025 to Mar 9, 2026
- Employees · 15 to 18Mar 5, 2025 to Mar 9, 2026
- Private funds · 10 to 13Mar 5, 2025 to Mar 9, 2026
- Discretionary RAUM · $1.2B to $1.4BMar 5, 2025 to Mar 9, 2026
- Pooled vehicle RAUM · $1.2B to $1.4BMar 5, 2025 to Mar 9, 2026
- RAUM · $1.2B to $1.4BMar 5, 2025 to Mar 9, 2026
- Accounts · 12 to 10Mar 8, 2024 to Mar 5, 2025
- Advisory employees · 13 to 12Mar 8, 2024 to Mar 5, 2025
- Pooled vehicle clients · 12 to 10Mar 8, 2024 to Mar 5, 2025
- Assets in custody · $1.2B to $1.2BMar 8, 2024 to Mar 5, 2025
- Employees · 16 to 15Mar 8, 2024 to Mar 5, 2025
- Financial planning clients · unset to Mar 8, 2024 to Mar 5, 2025
- Private funds · 12 to 10Mar 8, 2024 to Mar 5, 2025
- Discretionary RAUM · $1.2B to $1.2BMar 8, 2024 to Mar 5, 2025
- Pooled vehicle RAUM · $1.2B to $1.2BMar 8, 2024 to Mar 5, 2025
- RAUM · $1.2B to $1.2BMar 8, 2024 to Mar 5, 2025
- Accounts · 13 to 12Jun 29, 2023 to Mar 8, 2024
- Advisory employees · 12 to 13Jun 29, 2023 to Mar 8, 2024
- Pooled vehicle clients · 13 to 12Jun 29, 2023 to Mar 8, 2024
- Assets in custody · $1.1B to $1.2BJun 29, 2023 to Mar 8, 2024
- Employees · 15 to 16Jun 29, 2023 to Mar 8, 2024
- HQ city · SALT LAKE CITY to SANTA MONICAJun 29, 2023 to Mar 8, 2024
- HQ state · UT to CAJun 29, 2023 to Mar 8, 2024
- Other offices · 1 to 0Jun 29, 2023 to Mar 8, 2024
- Private funds · 13 to 12Jun 29, 2023 to Mar 8, 2024
- Discretionary RAUM · $1.1B to $1.2BJun 29, 2023 to Mar 8, 2024
- Pooled vehicle RAUM · $1.1B to $1.2BJun 29, 2023 to Mar 8, 2024
- RAUM · $1.1B to $1.2BJun 29, 2023 to Mar 8, 2024
- Private funds · 10 to 13Jun 27, 2023 to Jun 29, 2023
- Legal name · E••••••• M••••••••• C••••••• L•• to E••••••• H••••••••• M••••••••• C••••••, LLCMay 4, 2023 to Jun 27, 2023
- Private funds · 13 to 10May 4, 2023 to Jun 27, 2023
- Business name · E••••••• M••••••••• C•••••• to E••••••• H••••••••• M••••••••• C••••••Jun 27, 2023 to Jun 27, 2023
- Accounts · 16 to 13Aug 12, 2022 to Feb 28, 2023
- Pooled vehicle clients · 16 to 13Aug 12, 2022 to Feb 28, 2023
- Assets in custody · $905M to $1.1BAug 12, 2022 to Feb 28, 2023
- Other offices · 0 to 1Aug 12, 2022 to Feb 28, 2023
- Private funds · 16 to 13Aug 12, 2022 to Feb 28, 2023
Signals
3 dated events
- Mitchell Andrew Paul (Shareholder) no longer on Schedule A of E••••••• H••••••••• M••••••••• C•••••• (listed 2022-08-12, absent 2023-02-28)Feb 28, 2023 · Control person left · inference
- M•••••• T••••••• (General Partner) appeared on Schedule A of E••••••• H••••••••• M••••••••• C••••••Feb 28, 2023 · Control person joined · fact
- E••••••• H••••••••• M••••••••• C•••••• reported RAUM $915.4M, up 108% from $439.7M (2019-03-21 to 2020-03-20)Mar 20, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- E••••••• H••••••••• M••••••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- E••••••• H••••••••• M••••••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (929) 242-5196reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026