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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

WENDY KOUVARAS

Advisor at SPC

ANN ARBOR, MI | Wooster, OH

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Search this name across graphsid dfx:ria:c1944a52-cb6d-38ad-e22d-0497dc09820f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 8, 2008
First registration: Jan 10, 2008
Dual registered: yes, broker-dealer
Other names: WENDY ANN BEAVER|WENDY A KOUVARAS
IAPD individual key: 5403681

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Spc	Bd affiliated wealth	Jun 11, 2013	n/a	yes	ANN ARBOR, MI\|Wooster, OH	Current employment
PENSION BUILDERS AND CONSULTANTS	Former SEC adviser	Jul 24, 2012	Jul 16, 2013	no	ROCKY RIVER, OH	Previous registration
REHMANN WEALTH	Independent wealth	May 6, 2010	Nov 26, 2012	no	ROCKY RIVER, OH\|LANSING, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 10, 2008	Feb 25, 2010	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PENSION BUILDERS AND CONSULTANTS	Spc	Jul 16, 2013	Jun 11, 2013	-35	Firm change after gap	Other
REHMANN WEALTH	PENSION BUILDERS AND CONSULTANTS	Nov 26, 2012	Jul 24, 2012	-125	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	REHMANN WEALTH	Feb 25, 2010	May 6, 2010	70	Firm change	Other

Relationships

Registered with (4)

→ SPCRegistered adviserregistration: current employment
Jun 11, 2013 to presentfactForm ADV
→ PENSION BUILDERS AND CONSULTANTSRegistered adviserregistration: previous registration
Jul 24, 2012 to Jul 16, 2013factForm ADV
→ REHMANN WEALTHRegistered adviserregistration: previous registration
May 6, 2010 to Nov 26, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 10, 2008 to Feb 25, 2010factForm ADV

Dated events

No dated event names this entity yet.