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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PENSION BUILDERS AND CONSULTANTS

MONSTERSHARES LLC, CRD 164400

ROCKY RIVER, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a8f101b-5d7e-2c3e-be9c-85a2301a407a

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2012 to Mar 31, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $615MItem 5.F on the latest filing (2015-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $85.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 5
Accounts: 500
SEC number: 801-76940
CRD: 164400
Filings on the tape: 6
First filed: Jul 17, 2012
Latest filed: Mar 31, 2015
Organised: Limited Liability Company, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FARROW, DARRIN, BARTON	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	05/2012	Jul 17, 2012	Mar 31, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$615M	$85.0M	7	5	n/a	n/a	n/a
2013	Mar 31, 2014	$140M	$60.0M	5	3	n/a	n/a	n/a
2012	Mar 27, 2013	$120M	$100M	5	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$615M	$140M	339.3%	n/a	n/a	7	5	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
OSAIC ADVISORY SERVICES, LLC	2	Dec 31, 2015	Jan 6, 2016	ROCKY RIVER, OH	Team lift out	Other	66.7%

Relationships

Controls (1)

← FARROW, DARRIN, BARTONOwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 17, 2012 to presentfactForm ADV

Moved with (1)

→ OSAIC ADVISORY SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2015 to Jan 6, 2016factForm ADV

Registered with (4)

← Christopher Jay TwiningAdvisorregistration: previous registration
Feb 23, 2015 to Dec 31, 2015factForm ADV
← RAYMOND BRADLEY BROWNAdvisorregistration: previous registration
Feb 4, 2015 to Dec 31, 2015factForm ADV
← Lois J. GregoryAdvisorregistration: previous registration
Jul 24, 2012 to Dec 31, 2015factForm ADV
← WENDY KOUVARASAdvisorregistration: previous registration
Jul 24, 2012 to Jul 16, 2013factForm ADV

Dated events

Occurred
Jul 17, 2012
First Form ADV filing
Pension Builders And Consultants filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a8f101b-5d7e-2c3e-be9c-85a2301a407a
First observed: Jul 17, 2012
Last observed: Mar 31, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PENSION BUILDERS AND CONSULTANTS

MONSTERSHARES LLC, CRD 164400

ROCKY RIVER, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a8f101b-5d7e-2c3e-be9c-85a2301a407a

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FARROW, DARRIN, BARTON

CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

05/2012

Jul 17, 2012

Mar 31, 2015

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

$615M

$85.0M

n/a

2013

Mar 31, 2014

$140M

$60.0M

n/a

2012

Mar 27, 2013

$120M

$100M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$615M

$140M

339.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

OSAIC ADVISORY SERVICES, LLC

Dec 31, 2015

Jan 6, 2016

ROCKY RIVER, OH

Team lift out

Other

66.7%