DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• R•••••• J••••

R••••• F••••••••• L••independent RIAMelbourne, Fl IA-onlyIAPD 1683601

Feed of 09/14/2026

At current firm

1 y

since May 16, 2025

In the industry

39 y

since Aug 10, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• F••••••••• L•• independent RIA current
since May 16, 2025 · Jacksonville, Fl
C•••• R••• A••••••• L•• former
Nov 8, 2024 to Jun 27, 2025 · Ponte Vedra Beach, Fl
R•••••• J•••• • A••••••••• I••• national BD
Nov 19, 2003 to Mar 12, 2024 · Jacksonville, Fl
D••••••• B••• S••••••••• I••• no RAUM
Jul 19, 2002 to Dec 3, 2002 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

C•••• R••• A••••••• L•• to R••••• F••••••••• L••
left Jun 27, 2025, registered May 16, 2025 (-42 days) · RIA to RIA
R•••••• J•••• • A••••••••• I••• to C•••• R••• A••••••• L••
left Mar 12, 2024, registered Nov 8, 2024 (241 days) · Affiliated broker-dealer or bank to independent RIA
D••••••• B••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Dec 3, 2002, registered Nov 19, 2003 (351 days) · Other

Signals

A••• R•••••• J•••• left C•••• R••• A••••••• L•• for R••••• F••••••••• L•• (registered 2025-05-16)
Jun 27, 2025 · Advisor changed firm · fact
A••• R•••••• J•••• left R•••••• J•••• • A••••••••• I••• for C•••• R••• A••••••• L•• (registered 2024-11-08)
Mar 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address