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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Rhett W Jefferies

Advisor at J.P. MORGAN SECURITIES LLC

FARMINGTON, UT | Columbus, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 29, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S66
First exam: Dec 5, 1998
First registration: Dec 29, 1998
Dual registered: yes, broker-dealer
Other names: RHETT W JEFFERIES|RHETT WILLIAM JEFFERIES
IAPD individual key: 3053541

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	Columbus, OH\|FARMINGTON, UT	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Oct 1, 2012	no	SALT LAKE CITY, UT\|WEST JORDAN, UT\|TAYLORSVILLE, UT\|BOUNTIFUL, UT\|CENTERVILLE, UT\|DRAPER, UT\|DRAPER, UT\|MIDVALE, UT\|SANDY, UT\|WEST JORDAN, UT\|SANDY, UT\|OREM, UT\|PARK CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|MURRAY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|PARK CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|OGDEN, UT\|PROVO, UT\|SPANISH FORK, UT\|SOUTH JORDAN, UT\|BOISE, ID\|SARATOGA SPRINGS, UT\|POCATELLO, ID\|ST GEORGE, UT\|WEST VALLEY, UT\|CHENEY, WA\|DRAPER, UT\|LAYTON, UT\|ONTARIO, OR\|EAGLE, ID\|GARDEN CITY, ID\|BOISE, ID\|BOISE, ID\|SOUTH JORDAN, UT\|MERIDIAN, ID\|TWIN FALLS, ID\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|DRAPER, UT\|WEST VALLEY, UT\|CLINTON, UT\|PARK CITY, UT\|BOISE, ID\|IDAHO FALLS, ID\|BOISE, ID\|CALDWELL, ID\|NAMPA, ID\|NAMPA, ID\|ST. GEORGE, UT\|SANDY, UT\|BOISE, ID\|BOISE, ID\|AMMON, ID\|BRIGHAM, UT\|SALT LAKE CITY, UT\|MOSES LAKE, WA\|PROVO, UT\|LINDON, UT\|BOISE, ID\|OGDEN, UT\|SALT LAKE CITY, UT\|MOUNTAIN HOME, ID\|RIVERDALE, UT\|CEDAR HILLS, UT\|HEBER CITY, UT\|PROVIDENCE, UT\|FARMINGTON, UT\|SALT LAKE CITY, UT\|SOUTH OGDEN, UT\|RIVERTON, UT\|LAYTON, UT\|WASHINGTON, UT\|LEHI, UT\|LOGAN, UT\|TOOELE, UT\|OMAK, WA\|YAKIMA, WA\|WALLA WALLA, WA\|YAKIMA, WA\|RICHLAND, WA\|ELLENSBURG, WA\|CHELAN, WA\|PASCO, WA\|YAKIMA, WA\|EAST WENATCHEE, WA\|KENNEWICK, WA\|GRANDVIEW, WA\|WENATCHEE, WA\|RICHLAND, WA\|SPOKANE, WA\|SPOKANE, WA\|SPOKANE, WA\|SPOKANE, WA\|SPOKANE, WA\|COLVILLE, WA\|SPOKANE, WA\|PULLMAN, WA\|SPOKANE, WA\|VERADALE, WA\|POST FALLS, ID\|SPOKANE, WA\|MOSCOW, ID\|SPOKANE, WA\|SPOKANE, WA\|SPOKANE, WA\|COEUR D'ALENE, ID\|COLFAX, WA\|ST GEORGE, UT\|MERIDIAN, ID\|SALT LAKE CITY, UT\|SALT LAKE CITY, UT\|OGDEN, UT\|EPHRATA, WA\|LOGAN, UT\|WEST JORDAN, UT	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Jun 16, 2005	Jul 6, 2005	no	SALT LAKE CITY, UT	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Apr 16, 2002	Jun 13, 2005	no	WEST VALLEY CITY, UT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 29, 1998	Apr 18, 2002	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
WELLS FARGO INVESTMENTS, LLC	BANC ONE SECURITIES CORPORATION	Jun 13, 2005	Jun 16, 2005	3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO INVESTMENTS, LLC	Apr 18, 2002	Apr 16, 2002	-2	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Oct 1, 2012factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jun 16, 2005 to Jul 6, 2005factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Apr 16, 2002 to Jun 13, 2005factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 29, 1998 to Apr 18, 2002factForm ADV

Dated events

No dated event names this entity yet.