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Registered advisor
R•••• W• J••••••••
Feed of 09/14/2026
Also filed as R•••• W• J••••••••
At current firm
13 y
since Oct 1, 2012
In the industry
27 y
since Dec 5, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 1, 2012 · Columbus, Oh
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Oct 1, 2012 · Salt Lake City, Ut
- B••• O•• S••••••••• C••••••••• unclassifiedJun 16, 2005 to Jul 6, 2005 · Salt Lake City, Ut
- W•••• F•••• I••••••••• L•• unclassifiedApr 16, 2002 to Jun 13, 2005 · West Valley City, Ut
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 29, 1998 to Apr 18, 2002 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to B••• O•• S••••••••• C•••••••••left Jun 13, 2005, registered Jun 16, 2005 (3 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• I••••••••• L••left Apr 18, 2002, registered Apr 16, 2002 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address