DFX Intelligence

C••••• E••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C••••• E••••• L•••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

DURHAM, NC

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Search this name across graphsid dfx:ria:c1afca67-f553-aab8-544f-dc74f886fa86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Feb 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Nov 14, 2023	n/a	yes	DURHAM, NC	Current employment
F••• D••••• A••••••• I•••	Institutional manager	Jan 28, 2020	Oct 16, 2023	no	GREENSBORO, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• D••••• A••••••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Oct 16, 2023	Nov 14, 2023	29	Firm change	Other
V••••• A•••• M•••••••••	F••• D••••• A••••••• I•••	Oct 16, 2013	Oct 17, 2013

Relationships

Registered with (5)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Nov 14, 2023 to presentfactForm ADV
→ F••• D••••• A••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2020 to Oct 16, 2023factForm ADV
→ V••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jul 29, 2011 to Oct 16, 2013factForm ADV
→ V••••• I••••••••• I•••

Dated events

Occurred
Oct 16, 2023
Advisor changed firm
C••••• E••••• L••• left F••• D••••• A••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2023-11-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1afca67-f553-aab8-544f-dc74f886fa86
First observed: Feb 28, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.