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Advisor at WELLS FARGO ADVISORS
HOMEWOOD, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 20, 2023 | n/a | yes | HOMEWOOD, AL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 11, 2012 | Mar 20, 2023 | no | BIRMINGHAM, AL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 17, 2012 | no | Birmingham, AL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 24, 2005 | Jun 1, 2009 | no | BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 5, 1991 | Jan 27, 2005 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Mar 20, 2023 | Mar 20, 2023 | 0 | Channel change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jul 17, 2012 | Jul 11, 2012 | -6 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Jan 27, 2005 | Jan 24, 2005 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:AL:2023-03-17 | Mar 20, 2023 | Mar 20, 2023 | BIRMINGHAM, AL | Firm change |