DFX Intelligence

G••• J•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

G••• J•••• S••••

Advisor at A•••••• S•••• W••••• M••••••••• L••

VANCOUVER, WA | San Rafael, CA

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Search this name across graphsid dfx:ria:c1d11490-0396-8f88-53b4-11d0abf61455

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 30, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• S•••• W••••• M••••••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	San Rafael, CA\|VANCOUVER, WA	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Nov 23, 2015	Sep 16, 2024	no	San Rafael, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	A•••••• S•••• W••••• M••••••••• L••	Sep 16, 2024	Jan 1, 2025	107	Firm change	Other
H••••• I••••••••• M••••••••• L••	B••••••••• W••••• A•••••••• L••	Nov 16, 2015	Nov 23, 2015

Relationships

Registered with (7)

→ A•••••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 23, 2015 to Sep 16, 2024factForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2014 to Nov 16, 2015factForm ADV
→ S••

Dated events

Occurred
Sep 16, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c1d11490-0396-8f88-53b4-11d0abf61455
First observed: Jan 31, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.