DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gary James Sipos
Feed of 09/14/2026
At current firm
1 y
since Jan 1, 2025
In the industry
18 y
since Jan 30, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Advisor Share Wealth Management, LLC independent RIA currentsince Jan 1, 2025 · San Rafael, Ca
- Brookstone Wealth Advisors, LLC no RAUMNov 23, 2015 to Sep 16, 2024 · San Rafael, Ca
- Horter Investment Management, LLC independent RIAAug 27, 2014 to Nov 16, 2015 · San Rafael, Ca
- Spc BD affiliatedJun 24, 2014 to Jun 27, 2014 · San Francisco, Ca
- Mcm Wealth independent RIAMar 11, 2014 to Jun 20, 2014 · Novato, Ca
- Cypress Partners, LLC unclassifiedJun 6, 2013 to Jul 1, 2013 · Belvedere, Ca
- Highway Financial Networks formerJan 31, 2008 to May 20, 2013 · Redding, Ca
Moves
a registration end followed by a registration begin elsewhere
- Brookstone Wealth Advisors, LLC to Advisor Share Wealth Management, LLCleft Sep 16, 2024, registered Jan 1, 2025 (107 days) · Other
- Horter Investment Management, LLC to Brookstone Wealth Advisors, LLCleft Nov 16, 2015, registered Nov 23, 2015 (7 days) · Other
- Spc to Horter Investment Management, LLCleft Jun 27, 2014, registered Aug 27, 2014 (61 days) · Other
- Mcm Wealth to Spcleft Jun 20, 2014, registered Jun 24, 2014 (4 days) · Other
- Cypress Partners, LLC to Mcm Wealthleft Jul 1, 2013, registered Mar 11, 2014 (253 days) · Other
- Highway Financial Networks to Cypress Partners, LLCleft May 20, 2013, registered Jun 6, 2013 (17 days) · Other
Signals
- Gary James Sipos left Brookstone Wealth Advisors, Llc for Advisor Share Wealth Management, Llc (registered 2025-01-01)Sep 16, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address