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RIA / WealthAdvisor13 years in industry

DANIEL (NMN) GUILLEN

Advisor at INTERNATIONAL PRIVATE WEALTH ADVISORS LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:c1eccb78-a54e-1ec5-7331-4bdf1cc18620

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 4, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL PRIVATE WEALTH ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 11, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Jun 11, 2013
First registration: Oct 4, 2013
Dual registered: no
Other names: DANIEL GUILLEN
IAPD individual key: 6243750

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTERNATIONAL PRIVATE WEALTH ADVISORS LLC	Independent wealth	Sep 30, 2022	n/a	yes	SAN DIEGO, CA	Current employment
LEGACY PCG, LLC	Independent wealth	Sep 29, 2021	Apr 17, 2023	no	San Diego, CA\|NEWPORT, CA	Previous registration
FORTA FINANCIAL GROUP, INC.	Former SEC adviser	May 12, 2020	Feb 18, 2021	no	GREENWOOD VILLAGE, CO\|San Diego, CA	Previous registration
AXXCESS WEALTH MANAGEMENT, LLC	Independent wealth	May 1, 2015	Dec 31, 2021	no	SAN DIEGO, CA\|CARLSBAD, CA	Previous registration
SENTRY PACIFIC FINANCIAL GROUP, LLC	n/a	Oct 4, 2013	Jan 26, 2022	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEGACY PCG, LLC	INTERNATIONAL PRIVATE WEALTH ADVISORS LLC	Apr 17, 2023	Sep 30, 2022	-199	Firm change after gap	RIA to new firm
SENTRY PACIFIC FINANCIAL GROUP, LLC	AXXCESS WEALTH MANAGEMENT, LLC	Jan 26, 2022	May 1, 2015	-2,462	Firm change after gap	Other
AXXCESS WEALTH MANAGEMENT, LLC	FORTA FINANCIAL GROUP, INC.	Dec 31, 2021	May 12, 2020	-598	Firm change after gap	RIA to RIA
FORTA FINANCIAL GROUP, INC.	LEGACY PCG, LLC	Feb 18, 2021	Sep 29, 2021	223	Firm change	RIA to RIA

Relationships

Registered with (5)

→ INTERNATIONAL PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ LEGACY PCG, LLCRegistered adviserregistration: previous registration
Sep 29, 2021 to Apr 17, 2023factForm ADV
→ SENTRY PACIFIC FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Oct 4, 2013 to Jan 26, 2022factForm ADV
→ AXXCESS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 1, 2015 to Dec 31, 2021factForm ADV
→ FORTA FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
May 12, 2020 to Feb 18, 2021factForm ADV

Dated events

Occurred
Apr 17, 2023
Advisor changed firm
Daniel (Nmn) Guillen left Legacy Pcg, Llc for International Private Wealth Advisors Llc (registered 2022-09-30)
Form ADVobserved 4 days ago
Occurred
Jan 26, 2022
Advisor changed firm
Daniel (Nmn) Guillen left Sentry Pacific Financial Group, Llc for Axxcess Wealth Management, Llc (registered 2015-05-01)
Form ADVobserved 4 days ago