DFX Intelligence
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Reading the graph
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Advisor at M••••• G••••• A••••••• I•••
Bellevue, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• G••••• A••••••• I••• | Independent wealth | Oct 31, 2017 | n/a | yes | Bellevue, WA | Current employment |
| B••• M••• W••••• A•••••••• L••• | n/a | Oct 27, 2014 | Dec 31, 2017 | no | BELLEVUE, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• M••• W••••• A•••••••• L••• | M••••• G••••• A••••••• I••• | Dec 31, 2017 | Oct 31, 2017 | -61 | Firm change after gap | Other |
| S••••• A•••• S••••••••• W••••• M••••••••• L•• | B••• M••• W••••• A•••••••• L••• | Oct 2, 2014 | Oct 27, 2014 |
| S••••• A•••• S••••••••• W••••• M••••••••• L•• | Former SEC adviser | Feb 14, 2014 | Oct 2, 2014 | no | BELLEVUE, WA | Previous registration |
| S••••• A•••• S••••••••• W••••• M••••••••• L•• | Former SEC adviser | Feb 10, 2011 | Dec 31, 2013 | no | BELLEVUE, WA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Aug 7, 2008 | Mar 3, 2011 | no | BELLEVUE, WA|Bellevue, WA | Previous registration |
| 25 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | S••••• A•••• S••••••••• W••••• M••••••••• L•• | Mar 3, 2011 | Feb 10, 2011 | -21 | Firm change | Other |