RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• E•••• K•••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Oct 31, 2017 · Bellevue, Wa
- B••• M••• W••••• A•••••••• L••• unclassifiedOct 27, 2014 to Dec 31, 2017 · Bellevue, Wa
- S••••• A•••• S••••••••• W••••• M••••••••• L•• formerFeb 14, 2014 to Oct 2, 2014 · Bellevue, Wa
- S••••• A•••• S••••••••• W••••• M••••••••• L•• formerFeb 10, 2011 to Dec 31, 2013 · Bellevue, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDAug 7, 2008 to Mar 3, 2011 · Bellevue, Wa
- B••• M••• W••••• A•••••••• L••• to M••••• G••••• A••••••• I•••left Dec 31, 2017, registered Oct 31, 2017 (-61 days) · Other
- S••••• A•••• S••••••••• W••••• M••••••••• L•• to B••• M••• W••••• A•••••••• L•••left Oct 2, 2014, registered Oct 27, 2014 (25 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••••• A•••• S••••••••• W••••• M••••••••• L••left Mar 3, 2011, registered Feb 10, 2011 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address