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R•• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R•• C•••••• M••••••••• L••

CRD 291853

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:c23cfb29-aeb7-a66f-b350-570d6a380e20

Data as of Jul 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 11
On other graphs: 2
Observed: May 16, 2018 to Jul 20, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•• C•••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

R•• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.9BItem 5.F on the latest filing (2026-07-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.1B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•• S••••••••• W•••• I••••• F•••• L•••	Private Equity Fund	$926M	Mar 28, 2024	86	Mar 27, 2020	reported	021-345209
R•• S••••••••• W•••• I••••• F•••••• L•••	Private Equity Fund	$299M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• J•••••••• A•••	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, AND G•••••• COUNSEL	Na	yes	02/2019	Feb 19, 2019	Mar 28, 2024
F•••••• D•••••• C•••	MANAGING MEMBER	C	yes	02/2004	May 16, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••• R••••••••• A••••••••• S••• R••••• C•••	n/a	n/a	n/a	Y	no	n/a
H••••• G•••••• P•••••• L••	n/a	n/a	n/a	Y	no	n/a
R•• F•••••• C••••••••• G•• L••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
MEXICO CITY	n/a	Mexico	9	no
LOS CONDES, SANTIAGO	n/a	Chile	3	no
Bakersfield	CA	United States	2	no
Stirling	n/a	Australia	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.9B	$2.6B	10.5%	$2.5B	5.4%	54	56	4	4

Relationships

Advises (9)

→ H••••• L•Private fundPrivate Equity Fund, IA
Jan 12, 2018 to presentfactForm ADV
→ R•• F•••••• C••••••••• P••••••• L•Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ F••••••••• I••••••••• C•••••••Private fundHedge Fund, IA
May 16, 2018 to presentfactForm ADV
→ R•• S••••••••• W•••• I••••• F•••• L•••

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
R•• C•••••• M••••••••• L•• reported RAUM $2.5B, up 44% from $1.7B (2022-07-07 to 2023-03-30)
Form ADVobserved 6 days ago
$751M
Occurred
Apr 29, 2022
Control person left
Chester Ronald Mnieckowski (Chief Financial Officer) no longer on Schedule A of R•• C•••••• M••••••••• L•• (listed 2022-03-30, absent 2022-04-29)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
R•• C•••••• M••••••••• L•• reported RAUM $1.9B, up 41% from $1.3B (2021-02-24 to 2021-03-30)
Form ADVobserved 6 days ago
$538M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c23cfb29-aeb7-a66f-b350-570d6a380e20
First observed: May 16, 2018
Last observed: Jul 20, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.