DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•• C•••••• M••••••••• L••
Latest filing Jul 20, 2026
First filing on the tape May 16, 2018 · 27 filings
SEC status approved since Jun 15, 2018
RAUM
$2.9B
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
54
27 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
12
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.9B as of Jul 20, 2026
Mar 29, 2019$708M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 20, 2026
Mar 29, 20190 then
Employees (5.A)54 as of Jul 20, 2026
Mar 29, 201932 then
Private funds12 as of Jul 20, 2026
Mar 29, 20193 then
RAUM +10% over the last fiscal year+5.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $181MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•• S••••••••• W•••• I••••• F•••• L••• | Private Equity Fund | $926M | 86 | Mar 27, 2020 |
| R•• S••••••••• W•••• I••••• F•••••• L••• | Private Equity Fund | $299M | 41 | Mar 27, 2020 |
| F••••••••• I••••••••• C••••••• | Hedge Fund | $297M | 3 | May 16, 2018 |
| R•• G••••• P••••••• F•••• L• | Private Equity Fund | $94.7M | 32 | May 16, 2018 |
| R•• S••• G••••• C••••••••• P•••••••• L••• | Private Equity Fund | $63.8M | 8 | Mar 30, 2022 |
| R•• F•••••• C••••••••• P••••••• L• | Private Equity Fund | $63.4M | 5 | Mar 28, 2024 |
| R•• G••••• P••••••• P•••••• L••• | Private Equity Fund | $52.0M | 12 | Mar 30, 2021 |
| H••••• L• | Private Equity Fund | $43.3M | 2 | Jan 12, 2018 |
| R•• S••••••••• W•••• I••••• F•••• L•no longer reported | Private Equity Fund | $0 | 0 | Oct 12, 2018 |
Owners and control persons
Schedule A and B, latest filing
- A••••• J•••••••• A••• · Chief Compliance Officer, Chief Operating Officer, And G•••••• Counselcontrolsince 02/2019 · owns less than 5%
- F•••••• D•••••• C••• · Co-Chief Executive Officercontrolsince 06/2018 · owns less than 5%
- S••••••• J••••• A•••• · Co-Chief Executive Officercontrolsince 06/2018 · owns less than 5%
- F•••••• D•••••• C••• · Managing Membercontrolsince 02/2004 · owns 25% to 50% of R•••••••• R•••••••• G••••• L••
- S••••••• J••••• A•••• · Managing Membercontrolsince 02/2004 · owns 25% to 50% of R•••••••• R•••••••• G••••• L••
Entity owners
- R•••••••• R•••••••• G••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- G•••• R••••••••• A••••••••• S••• R••••• C•••pooled vehicle sponsory
- H••••• G•••••• P•••••• L••pooled vehicle sponsory
- R•• F•••••• C••••••••• G•• L••pooled vehicle sponsory
- R•• G••••• P••••••• G•• L••pooled vehicle sponsory
- R•• G••••• P••••••• P••••• G•• L••pooled vehicle sponsory
- R•• S••••••••• W•••• I••••• G•• L••pooled vehicle sponsory
- R•• S••• G••••• C••••••••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Mexico City, Mexico9 employees
- Los Condes, Santiago, Chile3 employees
- Bakersfield, CA2 employees
- Stirling, Australia2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Apr 29, 2026private funds (Schedule D 7.B.1) moved from 8.0 to 12.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-04-29; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 93% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $2.1B to $2.1BMar 31, 2026 to Apr 29, 2026
- Non-discretionary RAUM · $796M to $796MMar 31, 2026 to Apr 29, 2026
- Pooled vehicle RAUM · $2.9B to $2.9BMar 31, 2026 to Apr 29, 2026
- RAUM · $2.9B to $2.9BMar 31, 2026 to Apr 29, 2026
- Accounts · 13 to 16Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 29 to 27Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 16Mar 28, 2025 to Mar 31, 2026
- Custody of client assets · true to falseMar 28, 2025 to Mar 31, 2026
- Employees · 56 to 54Mar 28, 2025 to Mar 31, 2026
- Private funds · 8 to 12Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.9B to $2.1BMar 28, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $768M to $796MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.6B to $2.9BMar 28, 2025 to Mar 31, 2026
- RAUM · $2.6B to $2.9BMar 28, 2025 to Mar 31, 2026
- Advisory employees · 32 to 29Mar 28, 2024 to Mar 28, 2025
- Employees · 55 to 56Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.8B to $1.9BMar 28, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $622M to $768MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.5B to $2.6BMar 28, 2024 to Mar 28, 2025
- RAUM · $2.5B to $2.6BMar 28, 2024 to Mar 28, 2025
- Accounts · 12 to 13Sep 14, 2023 to Mar 28, 2024
- Advisory employees · 44 to 32Sep 14, 2023 to Mar 28, 2024
- Pooled vehicle clients · 12 to 13Sep 14, 2023 to Mar 28, 2024
- Employees · 57 to 55Sep 14, 2023 to Mar 28, 2024
- Other offices · 3 to 4Sep 14, 2023 to Mar 28, 2024
- Private funds · 7 to 8Sep 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.7B to $1.8BSep 14, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $849M to $622MSep 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.6B to $2.5BSep 14, 2023 to Mar 28, 2024
- RAUM · $2.6B to $2.5BSep 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.7B to $1.7BMar 30, 2023 to May 4, 2023
- Non-discretionary RAUM · $786M to $849MMar 30, 2023 to May 4, 2023
- Pooled vehicle RAUM · $2.5B to $2.6BMar 30, 2023 to May 4, 2023
- RAUM · $2.5B to $2.6BMar 30, 2023 to May 4, 2023
- Advisory employees · 49 to 44Jul 7, 2022 to Mar 30, 2023
- Employees · 71 to 57Jul 7, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.4B to $1.7BJul 7, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $352M to $786MJul 7, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.7B to $2.5BJul 7, 2022 to Mar 30, 2023
Signals
11 dated events
- R•• C•••••• M••••••••• L•• reported RAUM $2.5B, up 44% from $1.7B (2022-07-07 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Chester Ronald Mnieckowski (Chief Financial Officer) no longer on Schedule A of R•• C•••••• M••••••••• L•• (listed 2022-03-30, absent 2022-04-29)Apr 29, 2022 · Control person left · inference
- R•• C•••••• M••••••••• L•• reported RAUM $1.9B, up 41% from $1.3B (2021-02-24 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Neeman Nicole Brady (Chief Operations Officer And Principal) no longer on Schedule A of R•• C•••••• M••••••••• L•• (listed 2020-03-27, absent 2021-02-24)Feb 24, 2021 · Control person left · inference
- R•• C•••••• M••••••••• L•• reported RAUM $1.3B, up 87% from $708.5M (2019-09-04 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- R•• C•••••• M••••••••• L•• reported RAUM $708.5M, up 122% from $319.4M (2019-03-01 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Neeman Nicole Brady (Chief Operations Officer And Principal) appeared on Schedule A of R•• C•••••• M••••••••• L••Mar 29, 2019 · Control person joined · fact
- Chester Ronald Mnieckowski (Chief Financial Officer) appeared on Schedule A of R•• C•••••• M••••••••• L••Mar 29, 2019 · Control person joined · fact
- Nicole Heather Slate (Chief Compliance Officer) no longer on Schedule A of R•• C•••••• M••••••••• L•• (listed 2019-02-15, absent 2019-02-19)Feb 19, 2019 · Control person left · inference
- J••••••• A•••• (Chief Compliance Officer) appeared on Schedule A of R•• C•••••• M••••••••• L••Feb 19, 2019 · Control person joined · fact
- R•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 16, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rrgcapitalmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 323-936-9303reportedpublic record, Form ADV, Jul 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026